Companies operating in the financial sector are heavily regulated. Their communications with the public may have to comply with rules governing broker-dealer communications or investment adviser advertising, or both. Financial regulations are critical as they safeguard investors and maintain the health of capital markets. However, compliance can be manual, time-consuming, and costly. If mismanaged, an organization can face reputational damage and hefty fines. Such regulations often require that content meant for public distribution undergo review, tracking, and compliance verification. Saifr’s mission is to make regulatory compliance faster, less expensive, and more accurate via human augmentation. Saifr has created natural language processing (NLP) models that scan content and can highlight potentially noncompliant language, thereby helping users reduce regulatory risk exposure. If you need to access to the model artifacts, please contact contact@saifr.ai
